Mutual funds distributor exam questions and answers pdf

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mutual funds distributor exam questions and answers pdf

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NISM V-A Mutual Fund Questions and Answers - PDF

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A close-ended mutual fund has a fixed :. The maximum load that a fund can charge is determined by the :. The amount required to buy units of a scheme having an entry load of 1. A gilt fund is a special type of fund that invests :. Of the following fund types, the highest risk is associated with. The NAV of a mutual fund:. An open-ended mutual fund is one that has:. The "load" charged to an investor in a mutual fund is.

A mutual fund is owned by. Units from an open-ended mutual fund are bought. A mutual fund is not. The most important advantage of a money market mutual fund is. Some close-ended funds are quoted at a discount to their NAV because. In which of the following do debt funds not invest. Which of the following risks do not affect a debt fund.

Assured return or guaranteed monthly income plans are essentially. A Fixed Term Plan Series is. NAVs of equity funds are not affected by. Happenings in the companies in which the fund has invested. The greatest potential for growth in capital is offered by. A Systematic Withdrawal Plan, allows investors to get back the principal amounts invested in addition to the income on investment.

Which of the following is untrue of an automatic reinvestment plan? The plan allows for automatic reinvestment of all income and capital gains. Automatic reinvestment allows for accumulation of additional units of the fund. The major benefit of automatic reinvestment is compounding. The benefit of automatic reinvestment is often lost on account of the heavy load charge on the reinvestment.

Constraints imposed by most funds on check writing are:. Account balance should not fall below the minimum capital required. Checks issued must be for at least the minimum amount specified. Number of checks per month must not exceed a specified number.

The performance of a fund is largely measured by the success of. Generally invest in. Which of the following is not an equity instrument. The drawback of an ordinary share is. An owner of preference shares is given which of the following rights. Market capitalisation of a company is calculated by multiplying the number of outstanding shares by.

Current market value of each share. It is calculated using:. Market price and earning per share. Market capitalisation and dividend. A company whose earnings are strongly related to the state of economy is known as. A Growth stock refers to shares of a company whose earnings are projected to grow at the normal market rates. Which of the following is generally true for a growth stock? Shares of companies with large capital market capitalisation.

Dividend yield for a stock is. A better performance than the return on index is given by. A change in key personnel especially the fund manager of an AMC does not necessitate a revision of the offer document. If fresh litigation cases or adjudication proceedings are referred by SEBI against the fund sponsors or a company associated with the sponsors, then the offer document needs to be revised.

The offer document need not be revised if the management or the controlling interest in the AMC change. An AMC cannot explain adverse variations between expense estimates for the scheme on offer and actual expenses for past schemes in. Information on estimated expenses to be incurred by a scheme is not found in the offer document, but in brochures of the fund. When comparing a fund's performance with that of its peer group, the following cannot be compared. Two debt funds with 5 year maturities.

A broad-based equity fund with an IT Sector Fund. A government securities fund with a government security. An AMC must explain adverse variation between expense estimates for the scheme on offer and actual. The offer document and key information memorandum contain financial information for. The functions and responsibilities of the sponsor, AMC, trustees and custodian of the mutual fund are listed in. Information about trusteeship fees is included in the offer document but not in the key information memorandum.

The following information about the constitution of the mutual fund is found in both the offer document and key information memorandum. The investment objectives of the fund an investor selects for investment. The investment policies listed out in the offer document of a fund do not include. For assured return schemes, information about the guarantor's net worth which justifies the guarantor's ability to meet any shortfalls in the returns assured under the scheme can be found in.

The names and background of key personnel of the AMC. The minimum amount to be raised, and the maximum target amount. The circumstances for refund of investment in the initial offer and period within which refund must be carried out are not specified in the offer document, but only on the application. Offer related information required to be listed in the offer document and key information memorandum includes. In the offer document, funds are required to make disclosures summarizing associate transactions and their impact on the performance of the scheme for the last.

The circumstances under which a scheme shall be wound up are to be described in the offer document at the time of the initial launch of the scheme itself.

The following do not form a part of the investment procedure described in an offer document. A scheme's policy on dividends and distribution. This is:. A disclosure should be made in the offer document if an AMC has invested more than the following percentage of its net assets in group companies. Mutual funds are allowed to borrow. As a part of borrowing policy, the following need not be disclosed in an offer document.

NISM SERIES V A - MUTUAL FUND DISTRIBUTORS EXAM WORKBOOK

Other Options : INR and This NISM Mutual Fund Distributors Certification Examination means to form a general least knowledge standard for all persons concerned in selling and distributing mutual funds such as:. NISM Mutual Fund Distributors Certification means to improve the excellence of sales, distribution and related support services in the mutual fund industry. After successful registration, candidates may select a test center, date and time slot of their choice on the Test Administrator website. Candidates are required to follow further instructions available on the Test Administrator websites.


Question no. NISM V-A Mutual Fund Questions and Answers - PDF A transaction charge is paid to distributors for investments of Video classes for all chapters; Notes; Mock test series; 7 days plan; Comprehensive.


NISM V_A Sample 500 Questions

Hey I am Ramandeep Singh. Growth and risk are associated with equity funds. Please make sure to choose a rating.

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NISM Mutual Fund Mock Test Series V-A Exam Paper PDF Free Online Questions Answers

Practice free NISM online mock test to prepare for the Mutual Fund Distributors certification exam with our free questions and answers.

Mutual Funds Mock Test

The certification is also beneficial and sometimes a pre-requisite for Banks, Stock Broking Companies, MF distribution companies employees for getting business credit from their respective companies. The Mutual Fund distributors exam — NISM VA exam curriculum is designed to educate and inform aspirants of various subjects related to mutual funds, multiple asset classes, and financial planning. I have prepared detailed video classes on each of the above topics with insights from the industry, which I have learned while working in the mutual fund industry for more than a decade. Click to know more and join. In case you are looking for comprehensive knowledge about Mutual fund Industry, Asset allocation, and financial planning than do join my online workshop. Click to know more. The certification is for all those who would like to advise various mutual fund products to their customers or investors.

Easy Explainations are provided for the answers so that you also understand the logic behind the answers and remember them without difficulty. All mathematical problems are solved in a step by step manner for easy understanding. We have focussed on making learning simpler and effective. The question bank is updated on a regular basis, thus ensuring a consistently higher passing rate. The complete question bank will be e-mailed to you in PDF format so that you can download it and read it as per your time and convenience. Thank you and All the Best.

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Needed to put you one little observation so as to thank you as before about the striking opinions you've featured on this page. It has been simply shockingly open-handed with you to make freely precisely what many individuals would have sold for an e book to end up making some profit for their own end, especially seeing that you might well have tried it if you considered necessary. Thanks for nice post Want to learn how to minimize taxes in retirement? Tax Free Retirement Income is your trusted source for all your financial planning. Connect today for tax free Tax free retirement strategies Virginia.

NISM Series V-A : NISM Mutual Fund Distributors Certification Examination

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